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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-12-11
  • LA RA
    APPROVED
    Since 2023-12-11

Branch Locations

633 Village Ln N, Mandeville, LA 70471 • United States

Mandeville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Mandeville LA 03/2013 02/2023
Consortium Private Wealth Llc Mandeville LA 02/2023 Present
Lpl Financial Llc Mandeville LA 02/2023 Present
Previous Registrations
Other Businesses

1) 12/2022- Gryphon Wealth Management LLC- DBA for LPL Business (entity for LPL business)- inv. related- Mandeville, LA- President and Chief Investment Officer- 15 - 20 hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-06
S63 Uniform Securities Agent State Law Examination 1985-06-13
  • S65 Uniform Investment Adviser Law Examination
    1995-03-06
  • S63 Uniform Securities Agent State Law Examination
    1985-06-13

View on SEC IAPD

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