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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-05
TX RA APPROVED 2025-06-05
  • MI RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED
    Since 2025-06-05

Branch Locations

2226 S. Airport Rd. W Ste. C, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kevin Paul Kelly, Esq. Traverse City MI 06/1981 06/2025
Kevin Paul Kelly & Associates Traverse City MI 06/1995 06/2025
Financial West Group Westlake Village CA 07/2003 08/2017
Western International Securities, Inc. Pasadena CA 08/2017 06/2025
Lpl Financial Llc Traverse City MI 06/2025 Present
  • 06/1981 → 06/2025
    Kevin Paul Kelly, Esq.
    Traverse City, MI
  • 06/1995 → 06/2025
    Kevin Paul Kelly & Associates
    Traverse City, MI
  • 07/2003 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 08/2017 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Traverse City, MI
Previous Registrations
  • 2017-08-21 → 2025-06-05
    Western International Securities, Inc.
    Clovis, CA
    Traverse City, MI
    Pasadena, CA
  • 2010-12-22 → 2017-08-21
    Financial West Group
    Greensboro, GA
    Traverse City, MI
    Traverse City, MI
Other Businesses

1. 06/05/2025- Kevin Paul Kelly Notary- Notary- INV Related- At Reported Business Location(s)- Start date 06/01/1995- 1 Hour Per Month- 1 Hour During Trading 2. 06/05/2025-Kevin Paul Kelly- Attorney/ Legal Services- Not INV Related- At Reported Business Location(s)- Start date 05/01/1980- 1 Hour Per Month 3. 06/05/2025-Kevin Paul Kelly & Associates-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/01/1995- 160 Hours Per Month- 160 Hours During Trading 4. 06/05/2025-Kevin Paul Kelly- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/1982- 2 Hours Per Month- 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-28
S65 Uniform Investment Adviser Law Examination 1996-12-19
S63 Uniform Securities Agent State Law Examination 1981-12-28
  • S66 Uniform Combined State Law Examination
    2010-06-28
  • S65 Uniform Investment Adviser Law Examination
    1996-12-19
  • S63 Uniform Securities Agent State Law Examination
    1981-12-28
Designations
Other Names
  • Kevin P. Kelly
  • Kevin Kelly

View on SEC IAPD

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