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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
2226 S. Airport Rd. W Ste. C, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin Paul Kelly, Esq. | Traverse City | MI | 06/1981 | 06/2025 |
| Kevin Paul Kelly & Associates | Traverse City | MI | 06/1995 | 06/2025 |
| Financial West Group | Westlake Village | CA | 07/2003 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Lpl Financial Llc | Traverse City | MI | 06/2025 | Present |
1. 06/05/2025- Kevin Paul Kelly Notary- Notary- INV Related- At Reported Business Location(s)- Start date 06/01/1995- 1 Hour Per Month- 1 Hour During Trading 2. 06/05/2025-Kevin Paul Kelly- Attorney/ Legal Services- Not INV Related- At Reported Business Location(s)- Start date 05/01/1980- 1 Hour Per Month 3. 06/05/2025-Kevin Paul Kelly & Associates-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/01/1995- 160 Hours Per Month- 160 Hours During Trading 4. 06/05/2025-Kevin Paul Kelly- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/1982- 2 Hours Per Month- 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-28 |
| S65 | Uniform Investment Adviser Law Examination | 1996-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-28 |
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