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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-30 |
| PA | RA | APPROVED | 2016-09-30 |
| NJ | RA | APPROVED | 2014-02-19 |
Branch Locations
1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Yardley | PA | 07/2007 | Present |
1. Kiwanis International; 3636 Woodview Trace Indianapolis IN 46268; Non profit service organization serving children; President; Help promote membership & service around the world; 10/01/2025; 2hrs/day; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-04 |
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