Henry Edward Frenzel

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-10-24

TX RA
APPROVED

Since 2014-10-24

Branch Locations

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	New York	NY	10/2014	Present

10/2014 → Present

Stifel Nicolaus & Co Inc

New York, NY

Previous Registrations

2010-07-14 → 2014-11-03

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-12-28

S63 Uniform Securities Agent State Law Examination

2001-12-28

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

Reviews