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Cari Robyn Pakula

Stifel, Nicolaus & Company, Incorporated

Shrewsbury, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
FL RA APPROVED 2007-08-21
NJ RA APPROVED 2007-08-21
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • FL RA
    APPROVED
    Since 2007-08-21
  • NJ RA
    APPROVED
    Since 2007-08-21

Branch Locations

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Shrewsbury NJ 08/2007 Present
Previous Registrations
  • 2000-08-22 → 2007-08-21
    Ryan Beck & Co.
    Shrewsbury, NJ
    Shrewsbury, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1994-03-24
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1994-03-24
Other Names
  • Cari Zimmerman
  • Cari Robyn Zimmerman
  • Cari Robyn Zimmerman

View on SEC IAPD

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