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Richard Joseph Salerno

Stifel, Nicolaus & Company, Incorporated

Shrewsbury, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-07
  • NJ RA
    APPROVED
    Since 2023-07-07

Branch Locations

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Red Bank NJ 05/2013 11/2016
Wells Fargo Clearing Services, Llc Red Bank NJ 11/2016 07/2023
Stifel, Nicolaus & Company, Incorporated Shrewsbury NJ 07/2023 Present
Previous Registrations
  • 2013-05-10 → 2023-07-18
    Wells Fargo Clearing Services, Llc
    Red Bank, NJ
  • 2009-06-01 → 2013-06-07
    Morgan Stanley
    Red Bank, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Red Bank, NJ
  • 2004-10-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Red Bank, NJ
    Red Bank, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-12
S63 Uniform Securities Agent State Law Examination 1993-01-26
  • S65 Uniform Investment Adviser Law Examination
    2001-07-12
  • S63 Uniform Securities Agent State Law Examination
    1993-01-26

View on SEC IAPD

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Other Offices

PARK AVENUE SECURITIES LLC · SHREWSBURY, NJ
MORGAN STANLEY · Shrewsbury, NJ
SANCTUARY ADVISORS, LLC · SHREWSBURY, NJ
WORLD INVESTMENT ADVISORS, LLC · SHREWSBURY, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SHREWSBURY, NJ
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