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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-22
  • NJ RA
    APPROVED
    Since 2019-02-22

Branch Locations

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saddle Brook NJ 01/2012 02/2019
Stifel Nicolaus & Co Inc Shrewsbury NJ 02/2019 Present
  • 01/2012 → 02/2019
    Ameriprise Financial Services, Inc.
    Saddle Brook, NJ
  • 02/2019 → Present
    Stifel Nicolaus & Co Inc
    Shrewsbury, NJ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-30
  • S63 Uniform Securities Agent State Law Examination
    1991-07-30
Other Names
  • Lawrence Howard Lehrman
  • Larry Lehrman

View on SEC IAPD

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