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Keith Joseph Ryan

Stifel, Nicolaus & Company, Incorporated

Shrewsbury, NJ

CRD 2306803

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-01-27
  • NJ RA
    APPROVED
    Since 2009-01-27

Branch Locations

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Shrewsbury NJ 01/2009 Present
  • 01/2009 → Present
    Stifel Nicolaus & Co Inc
    Shrewsbury, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-09
S63 Uniform Securities Agent State Law Examination 1995-08-14
  • S66 Uniform Combined State Law Examination
    2005-08-09
  • S63 Uniform Securities Agent State Law Examination
    1995-08-14

View on SEC IAPD

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Nearby Offices

PARK AVENUE SECURITIES LLC · SHREWSBURY, NJ
MORGAN STANLEY · Shrewsbury, NJ
SANCTUARY ADVISORS, LLC · SHREWSBURY, NJ

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