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9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-22 |
| KY | RA | APPROVED | 2017-11-13 |
Branch Locations
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Louisville | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Louisville | KY | 11/2016 | 11/2017 |
| Lpl Financial Llc | Louisville | KY | 11/2017 | Present |
| Kpp Advisory Services Llc | Louisville | KY | 11/2017 | Present |
1) 11/06/2017 - Kentucky Planning Partners LLC - DBA for LPL Business (entity LPL business) - inv rel - at reported business location(s) - start: 11/2017 - 160 hr/mth 2) 11/14/2017 - KPP Advisory Services LLC - DBA: (HYBRID) KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/10/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 7/31/2018 - Crump Insurance LTC Office - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/25/2018 - 1 Hours Per Month/1 Hours During Trading. 4) 10/9/2018 - Capitas Financial - Investment Related - Gowers and Associates, 3701 Taylorsville Rd, 40220 suite 3. - Non-Variable Insurance - Broker - Started 09/24/2018 - 5 Hours Per Month During Securities Trading. 5) 01/12/2023 - Money411 website - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/02/2020 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-24 |
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