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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-02-01 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 08/1979 | Present |
| Bank Of America, Na | La Jolla | CA | 09/2009 | Present |
I*2196273, Entity Type: For Profit, Name of OBA: photographic modeling, Address: Los Angeles, California, 00000, Investment Related: N, Position, Title, Association: Other, Employee State Date: 06/01/2025, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: advertising and photographed I*4750294 Entity Type: For Profit Name of OBA: ZBD Talent Address: NY, New York, 10038 Investment Related: No Position, Title, Association: Other Employee Start Date: 07/20/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0 Duties: photographic modeling agency. model
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-19 |
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