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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-03
CO RA APPROVED 2007-02-23
  • TX RA
    APPROVED
    Since 2018-07-03
  • CO RA
    APPROVED
    Since 2007-02-23

Branch Locations

1510 28Th Street Suite 295, Boulder, CO 80303 • United States

5299 Dtc Blvd, Ste 1170, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Littleton CO 02/2007 Present
  • 02/2007 → Present
    Linsco Private Ledger
    Littleton, CO
Previous Registrations
  • 1999-01-27 → 2007-02-21
    1717 Capital Management Company
    Littleton, CO
    Littleton, CO
Other Businesses

1. 02/20/2007 - DBA ONLY - COLEMAN FINANCIAL SERVICES, INC. 7005 S. SHERIDAN BLVD LITTLETON, CO 80128-4905 2. 10/14/2010 - NON-VARIABLE INSURANCE - COLEMAN FINANCIAL SERVICES, INC. - SELLING OUTSIDE FIXED INSURANCE. - TIME SPENT 1% - LITTLETON, CO

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-12-06
  • S63 Uniform Securities Agent State Law Examination
    1982-12-06
Designations

View on SEC IAPD

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