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Bradley Graham Barnett

Kpp Advisory Services LLC

Louisville, KY

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Current Employers
Kpp Advisory Services Llc

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-10-10
  • KY RA
    APPROVED
    Since 2017-10-10

Branch Locations

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Louisville KY 12/2010 Present
Kpp Advisory Services Llc Louisville KY 09/2017 Present
Previous Registrations
Other Businesses

1. 10/20/2010 - Kentucky Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/12/2016 - Uber Inc - Not Investment Related - East End Louisville, KY - Outside/W-2 Employment - START 02/27/2016 - 16 Hours Per Month/0 Hours During Securities Trading - Driving. 3. 3/13/2017 - LYFT, Inc - Not Investment Related - Louisville and immediate vicinity - Outside/W-2 Employment - Driver - Started 03/01/2017 - 15 Hours Per Month/0 Hours During Securities Trading. 4. 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 8/3/2020 - Barnett Financial Planning, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/03/2011 - 0 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-23
S63 Uniform Securities Agent State Law Examination 1981-10-08
  • S65 Uniform Investment Adviser Law Examination
    1992-06-23
  • S63 Uniform Securities Agent State Law Examination
    1981-10-08
Designations

View on SEC IAPD

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