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333 East Main Street Suite 400, Louisville, KY 40202-1259 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
Branch Locations
333 East Main Street Suite 400, Louisville, KY 40202-1259 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atlas Brown Investment Advisors, Inc. | Louisville | KY | 01/2005 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2008 | Present |
1. ATLAS BROWN 333 EAST MAIN STREET, STE 400 LOUISVILLE, KY 40202 REGISTERED INVESTMENT ADVISOR EVP, TREASURER, AND SECRETARY 160 -200 HOURS PER MONTH STARTED JANUARY 2005. DURING TRADING HOURS 85 PERCENT OF HIS TIME. 2. FILSON HISTORICAL SOCIETY. NOT INVESTMENT RELATED. 1310 SOUTH THIRD ST. LOUISVILLE, KY. 40208. NOT FOR PROFIT. BOARD OF DIRECTORS. 01/2009. 2 HRS/ MO. BOARD MEMBER AND MEMBER OF FINANCE AND PERSONAL COMMITTEES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-07 |
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