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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-19 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | La Jolla | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. STERN-FELT PROPERTIES; CO-OWNER; 0 HOURS SPENT; 2006** 2. FM JAM; ADVISORY DIRECTOR; 0 HOURS SPENT; 2006** 3. CHATEAU RUM ROW; HOLDING COMPANY; START DATE: 05/2016; DURING BUSINESS HOURS- 1, AFTER BUSINESS HOURS- 0; SAN DIEGO, CA; INVESTMENT RELATED *43424- F. Gary Felt, Toni Felt and William Stern; Investment related-No; San diego, California; Real Estate; Administrative (proprietor, partner, officer, director, employee, trustee, agent); 01/1980; During business hours: 0; After business hours: 1; Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-24 |
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