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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-30 |
| CA | RA | APPROVED | 2007-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pasadena | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
TRUSTEE FOR BROTHER LIFETIME BENEFIT TRUST, INV RELATED, PASADENA, CA: START: 1/2006, 0 HOURS. RITZIT; NOT INVESTMENT RELATED; SOUTH PASADENA, CA; IPHONE APP DEVELOPMENT AND SALES; 100% OWNERSHIP; START DATE = 08/20/2010; 20 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. FILM NO NO GIRL; NOT INV. RELATED; TUSTIN, CA; EXECUTIVE PRODUCER; START DATE 11/2021; 4 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-08 |
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