Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-23 |
| CO | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Broomfield | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Broomfield | CO | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, DENVER, CO, 100% OWNERSHIP, START DATE 7/14/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGER.; RENTAL PROPERTY, INVT RELATED, DENVER, CO, 100% OWNERSHIP, START DATE 7/14/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGER.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, ALBUQUERQUE, NM, START: 3/21/2023, 3 HOURS A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-06 |
Reach out to this advisor