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John Buell Faber

Wells Fargo Advisors Financial Network, LLC

Chatham, NJ

Boca Raton, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-25
TX RA APPROVED_RES 2025-07-24
  • FL RA
    APPROVED
    Since 2025-07-25
  • TX RA
    APPROVED_RES
    Since 2025-07-24

Branch Locations

19 Center St, Chatham, NJ 07928 • United States

2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boca Raton FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boca Raton FL 11/2016 07/2025
Wells Fargo Advisors Financial Network, Llc Boca Raton FL 07/2025 Present
Previous Registrations
  • 2009-07-20 → 2025-07-24
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
    Boca Raton, FL
  • 2007-04-02 → 2009-03-02
    Morgan Stanley & Co. Llc
    Boca Raton, FL
  • 1991-01-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, 100% OWNERSHIP, BOYNTON BEACH, 0 HOURS PER MONTH, START 10/95

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-14
  • S63 Uniform Securities Agent State Law Examination
    1989-06-14

View on SEC IAPD

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Other Offices

B. RILEY WEALTH ADVISORS, INC. · CHATHAM, NJ
LPL FINANCIAL LLC · CHATHAM, NJ
SOCIALLY FINANCED MANAGEMENT · CHATHAM, NJ
HAMEL ASSOCIATES,INC. · CHATHAM, NJ
UNITED SUCCESS WEALTH MANAGEMENT · CHATHAM, NJ
TAP ROOT CAPITAL MANAGEMENT LP · SUMMIT, NJ
STELLAR MANAGEMENT PARTNERS LLC · SHORT HILLS, NJ
BLUEPRINT CAPITAL ADVISORS LLC · SHORT HILLS, NJ

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