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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-07
NJ RA APPROVED 2011-11-16
  • FL RA
    APPROVED
    Since 2021-09-07
  • NJ RA
    APPROVED
    Since 2011-11-16

Branch Locations

1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331 • United States

50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States

1616 West End Avenue Unit 3106, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Shrewsbury NJ 04/2010 Present
Park Avenue Securities Llc Shrewsbury NJ 04/2010 Present
Guardian Life Insurance Company Woodcliff Lake NJ 11/2022 Present
Park Avenue Securities Woodcliff Lake NJ 11/2022 Present
Guardian Life Insurance Company Nashville TN 06/2024 Present
Park Avenue Securities Nashville TN 06/2024 Present
  • 04/2010 → Present
    Guardian Life Insurance Co Of America
    Shrewsbury, NJ
  • 04/2010 → Present
    Shrewsbury, NJ
  • 11/2022 → Present
    Guardian Life Insurance Company
    Woodcliff Lake, NJ
  • 11/2022 → Present
    Park Avenue Securities
    Woodcliff Lake, NJ
  • 06/2024 → Present
    Guardian Life Insurance Company
    Nashville, TN
  • 06/2024 → Present
    Park Avenue Securities
    Nashville, TN
Previous Registrations
  • 2003-07-22 → 2011-12-31
    International Planning Alliance, Llc
    Fairfield, NJ
Other Businesses

1) Planning Alliance LLC, Chairman/Owner - General Agent, Start date: 01/01/1999, Address: 50 Tice Blvd. Suite 280, Woodcliff Lake, NJ 07677, 40 Total hours per month, 40 during securities trading hours, Investment related, More than 10% annual compensation, 2) Planning Alliance Consulting, LLC, Owner, Consulting services provided to businesses and estates, Start date: 09/16/2016, Address: 1040 Broad Street Suite 202 Shrewsbury, NJ 07702, 0 Total hours per month, Not investment related, Less than 10% annual compensation, 3) Other Insurance Products Besides Guardian, Start Date: 1/1/2001, Nature: Insurance other than Guardian, Address: 1040 Broad Street, 2nd Floor Shrewsbury, NJ 07702, Duties: Insurance Broker selling insurance products other than Guardian, 1 total hour per month; 1 during securities trading hours, Investment Related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1996-04-23
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1996-04-23
Other Names
  • Gerald Joseph Clericuzio

View on SEC IAPD

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