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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-12 |
| NV | RA | APPROVED | 2017-08-17 |
Branch Locations
4021 Meadow Lane Suite B, Las Vegas, NV 89107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Las Vegas | NV | 05/2009 | 08/2017 |
| Raymond James Financial Services, Inc. | Las Vegas | NV | 08/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Las Vegas | NV | 08/2017 | Present |
| Johnson Peterson Wapole | Las Vegas | NV | 06/2019 | Present |
(1) Name of Business: Flamingo Associates Address: 2132 Bay Hill Dr, Las Vegas, NV, 89117, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 01/01/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Johnson Peterson Walpole Address: 4021 Meadows Lane Suite B, Las Vegas, NV, 89107, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/07/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Branch manager of office (3) Name of Business: Western book author of "Evil Stryker Series" Address: 2132 Bay Hill Dr, Las Vegas, NV, 89117, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/01/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I write and self publish western books (Evil Stryker Series) under the pen name Wes Rand
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-06 |
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