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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-12
NV RA APPROVED 2017-08-17
  • TX RA
    APPROVED
    Since 2017-09-12
  • NV RA
    APPROVED
    Since 2017-08-17

Branch Locations

4021 Meadow Lane Suite B, Las Vegas, NV 89107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Las Vegas NV 05/2009 08/2017
Raymond James Financial Services, Inc. Las Vegas NV 08/2017 Present
Raymond James Financial Services Advisors Inc. Las Vegas NV 08/2017 Present
Johnson Peterson Wapole Las Vegas NV 06/2019 Present
Previous Registrations
Other Businesses

(1) Name of Business: Flamingo Associates Address: 2132 Bay Hill Dr, Las Vegas, NV, 89117, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 01/01/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Johnson Peterson Walpole Address: 4021 Meadows Lane Suite B, Las Vegas, NV, 89107, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/07/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Branch manager of office (3) Name of Business: Western book author of "Evil Stryker Series" Address: 2132 Bay Hill Dr, Las Vegas, NV, 89117, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/01/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I write and self publish western books (Evil Stryker Series) under the pen name Wes Rand

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-17
S63 Uniform Securities Agent State Law Examination 1983-08-06
  • S65 Uniform Investment Adviser Law Examination
    1994-08-17
  • S63 Uniform Securities Agent State Law Examination
    1983-08-06
Other Names
  • Scott Johnson

View on SEC IAPD

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