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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-25 |
| CO | RA | APPROVED | 2013-03-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Interlocken | CO | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Interlocken | CO | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; WARD, CO; 1005 OWNERSHIP; START DATE 1/2/2012; 8 HOURS PER MONTH; 0 DURING TRADING; DUTIES ARE LANDLORD.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-02 |
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