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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1999-11-12
  • IL RA
    APPROVED
    Since 1999-11-12

Branch Locations

520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States

Glenview, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

OUTSIDE INSURANCE BROKERAGE. 1724 WILDBERRY DRIVE, PRESIDENT OF SIX UNIT TOWNHOUSE, HANDLE COMMUNICATION, 5/2022, 2 HOURS PER MONTH, 0 COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-14
S63 Uniform Securities Agent State Law Examination 1991-10-01
  • S65 Uniform Investment Adviser Law Examination
    1999-05-14
  • S63 Uniform Securities Agent State Law Examination
    1991-10-01

View on SEC IAPD

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