Shawn Patrick Murphy

Current Employers

Employment History

• 09/2006 → 10/2019
  1St Global Capital Corp.
  Rocky Hill, CT
• 01/2008 → Present
  Murphy & Associates, P.C.
  Rocky Hill, CT
• 12/2011 → 09/2025
  Avantax Insurance Services, Inc.
  Rocky Hill, CT
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Rocky Hill, CT
• 10/2019 → 09/2025
  Avantax Advisory Services
  Rocky Hill, CT
• 12/2011 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Rocky Hill, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rocky Hill, CT
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Rocky Hill, CT
• 2007-02-12 → 2019-10-25
  1St Global Advisors Inc
  Rocky Hill, CT

Other Businesses

1) SOUTHWAY CONDOMINIUM ASSOCIATION, INC. POSITION: Director/President NATURE: CONDOMINIUM ASSOCATION INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: null START DATE: 07/01/2011 ADDRESS: 35 Cold Spring Road, Rocky Hill CT 06067, United States DESCRIPTION: THIS IS THE ASSOCIATION FOR THE CONDOMINIUM COMPLEX WHERE MY CPA FIRM'S OFFICE IS LOCATED. I ATTEND BOARD OF DIRECTOR MEETINGS CONDUCTED BY THE PROPERTY MANAGEMENT COMPANY AS WELL AS THE ANNUAL ASSOCIATION MEETING, RECOMMEND ANNUAL BUDGET AND MONITOR PROPERTY MANAGER PERFORMANCE AND BUDGETARY MATTERS. 2) SPM FINANCIAL SERVICES, LLC POSITION: MANAGING MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 06/15/2008 ADDRESS: Rocky Hill CT United States DESCRIPTION: Provide financial services to clients. 3) MURPHY & ASSOCIATES, P.C.; SOLE PROPRIETOR/OWNER; NIR; 01/01/2008;

Exams

• S66 Uniform Combined State Law Examination
  2006-12-28