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Frederick J Trotta

Osaic Wealth, Inc.

Rocky Hill, CT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-12-20
  • CT RA
    APPROVED
    Since 2021-12-20

Branch Locations

100 Corporate Place Suite 130, Rocky Hill, CT 06067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horton Group Llc Madison CT 02/2014 03/2018
Independence Financial Partners Warwick RI 05/2018 Present
Royal Alliance Associates, Inc. Rocky Hill CT 05/2021 Present
  • 02/2014 → 03/2018
    Horton Group Llc
    Madison, CT
  • 05/2018 → Present
    Independence Financial Partners
    Warwick, RI
  • 05/2021 → Present
    Royal Alliance Associates, Inc.
    Rocky Hill, CT
Other Businesses

1) LIFE INSURANCE POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2021 ADDRESS: 100 Corporate Place, Rocky Hill CT 06067, United States DESCRIPTION: Seeking new insurance clients 2) SECURITIES POSITION: Associate NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2022 ADDRESS: 100 corporate place, Rocky Hill CT 06067, United States DESCRIPTION: Assisting a book of business with conducting reviews and servicing work 3) OTHER POSITION: Registered Rep NATURE: Life Insurance and LTC follow up on cases and completion of requirements as needed INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2023 ADDRESS: 100 corporate place, suite 130, Rocky Hill CT 06417, United States DESCRIPTION: Help Complete any requirements that the agent or the carriers may need to have completed 4) INSURANCE POSITION: Registered Rep NATURE: other INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2023 ADDRESS: 100 corporate place, suite 130, Rocky Hill CT 06417, United States DESCRIPTION: Help follow up on any requirements for cases for Dennis Bardoni, visit clients clients and fact find, and help service client needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Frederick J Trotta
  • Fred Trotta

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