Michael S Urso

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → Present
  Michael S Urso Cpa
  Rocky Hill, CT
• 01/1999 → 10/2019
  1St Global Capital Corp.
  Rocky Hill, CT
• 09/2000 → 10/2019
  1St Global Advisors, Inc.
  Rocky Hill, CT
• 10/2003 → 09/2025
  Avantax Insurance Services, Inc.
  Rocky Hill, CT
• 12/2005 → Present
  Michael Urso, Cpa, Inc.
  Rocky Hill, CT
• 10/2019 → 09/2025
  Avantax Advisory Services
  Rocky Hill, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Rocky Hill, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rocky Hill, CT
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Rocky Hill, CT
• 2000-09-12 → 2019-10-25
  1St Global Advisors Inc
  Rocky Hill, CT

Other Businesses

1) NO BOUNDARIES ACQUISITIONS, LLC POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2007 ADDRESS: Rocky Hill CT, United States DESCRIPTION: Real estate rental 2) SOUTHWAY CONDO ASSOC, INC POSITION: TREASURER NATURE: CONDOMINIUM ASSOCIATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2016 ADDRESS: Rocky Hill CT, United States DESCRIPTION: REVIEW BILLS, PAY BILLS, ATTEND BOARD MEETINGS AND SIGN TAX RETURNS. 3) URSO & RAHMEIER; POSITION: PARTNER NATURE: This entity is used to market this business. My duties include financial planning and investing for clients. INVESTMENT RELATED: No NUMBER OF HOURS: 126 SECURITIES TRADING HOURS: 126 START DATE: 04/16/2021 ADDRESS: 35 Cold Spring Rd, Suite 312, Rocky Hill CT 06067, United States DESCRIPTION: Investing for retirement, education, estate planning, and general financial interest. 4) MICHAEL URSO, CPA, INC. POSITION: CPA, OWNER NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2005 ADDRESS: 35 COLD SPRING ROAD, STE 312, ROCKY HILL CT 06037, United States DESCRIPTION: ACCOUNTING & TAX 5) MICHAEL S. URSO; FINANCIAL ADVISOR; FINANCIAL SERVICES; IR; 4; 01/01/2006; Rocky Hill CT ;

Exams

• S66 Uniform Combined State Law Examination
  1999-10-04

Designations

• Certified Financial Planner
• Personal Financial Specialist