Michael Steven Connery

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1987 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Rocky Hill, CT

Previous Registrations

• 2015-08-24 → 2018-11-02
  Signator Investors, Inc.
  Agawam, MA
  Rocky Hill, CT
  Rocky Hill, CT

Other Businesses

1. INSURANCE BROKER: PROPERTY AND CASUALTY, 110 FARMINGTON AVE, LONGMEADOW, MA, OFFERING AUTO/HOME INSURANCE, FOR AUTO INSURANCE, HE WILL OFFER PREMIUM FINANCING THROUGH MONARCH, REP WILL NOT RECEIVE A COMMISSION BUT RATHER A DIVIDEND FROM MONARCH. HE WILL ALSO PROSPECT , SELL, AND SERVICE AUTO AND HOME POLICIES, START OF RELATIONSHIP: NOV 20, 2011, APPROXIMATE # OF HOURS PER MONTH: 16-20 APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10..... 2. INDEPENDENCE FINANCIAL PARTNERS POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/02/1987 ADDRESS: 100 Corporate Place, Suite 130, Rocky Hill CT 06067, United States DESCRIPTION: Provide insurance/fixed annuities to proposed insureds. 3. INSURANCE BROKER POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 10 START DATE: 04/12/1989 ADDRESS: 110 Farmington Avenue, Longmeadow MA 01106, United States DESCRIPTION: Offering auto/home insurance. For auto insurance, he will offer premium financing through Monarch, Rep will not receive a commission but rather a dividend from Monarch ( $0.00 to date). He will also prospect, sell, and service auto and home policies. Monarch relationship began Nov 20, 2011.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-27
• S63 Uniform Securities Agent State Law Examination
  1986-08-18