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Michael Steven Connery

Osaic Wealth, Inc.

Rocky Hill, CT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-05
CT RA APPROVED 2018-11-02
MA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2024-09-05
  • CT RA
    APPROVED
    Since 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

100 Corporate Place Suite 130, Rocky Hill, CT 06067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 11/1987 11/2018
Osaic Wealth, Inc. Rocky Hill CT 11/2018 Present
  • 11/1987 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Rocky Hill, CT
Previous Registrations
  • 2015-08-24 → 2018-11-02
    Signator Investors, Inc.
    Agawam, MA
    Rocky Hill, CT
    Rocky Hill, CT
Other Businesses

1. INSURANCE BROKER: PROPERTY AND CASUALTY, 110 FARMINGTON AVE, LONGMEADOW, MA, OFFERING AUTO/HOME INSURANCE, FOR AUTO INSURANCE, HE WILL OFFER PREMIUM FINANCING THROUGH MONARCH, REP WILL NOT RECEIVE A COMMISSION BUT RATHER A DIVIDEND FROM MONARCH. HE WILL ALSO PROSPECT , SELL, AND SERVICE AUTO AND HOME POLICIES, START OF RELATIONSHIP: NOV 20, 2011, APPROXIMATE # OF HOURS PER MONTH: 16-20 APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10..... 2. INDEPENDENCE FINANCIAL PARTNERS POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/02/1987 ADDRESS: 100 Corporate Place, Suite 130, Rocky Hill CT 06067, United States DESCRIPTION: Provide insurance/fixed annuities to proposed insureds. 3. INSURANCE BROKER POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 10 START DATE: 04/12/1989 ADDRESS: 110 Farmington Avenue, Longmeadow MA 01106, United States DESCRIPTION: Offering auto/home insurance. For auto insurance, he will offer premium financing through Monarch, Rep will not receive a commission but rather a dividend from Monarch ( $0.00 to date). He will also prospect, sell, and service auto and home policies. Monarch relationship began Nov 20, 2011.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-27
S63 Uniform Securities Agent State Law Examination 1986-08-18
  • S65 Uniform Investment Adviser Law Examination
    2018-12-27
  • S63 Uniform Securities Agent State Law Examination
    1986-08-18

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