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Brian Robert Maitland

Citizens Securities, Inc.

Johnston, RI

Rocky Hill, CT

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-01-23
DE RA APPROVED 2022-01-12
FL RA APPROVED 2016-04-04
CT RA APPROVED 2016-03-23
  • KY RA
    APPROVED
    Since 2024-01-23
  • DE RA
    APPROVED
    Since 2022-01-12
  • FL RA
    APPROVED
    Since 2016-04-04
  • CT RA
    APPROVED
    Since 2016-03-23

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

856 Cromwell Ave., Ste D Mailstop: Ct-274, Rocky Hill, CT 06067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Rocky Hill CT 03/2016 Present
Previous Registrations
  • 2001-09-28 → 2016-03-03
    People'S Securities, Inc.
    Glastonbury, CT
    West Hartford, CT
    Hartford, CT
    Bloomfield, CT
    Farmington, CT
    West Hartford, CT
    Hartford, CT
    West Hartford, CT
    Middletown, CT
    Cromwell, CT
    Glastonbury, CT
    Glastonbury, CT
Other Businesses

Avon Old Farms School. National Council member. Start date: August 2010. Zero compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-16
S63 Uniform Securities Agent State Law Examination 1999-09-15
  • S65 Uniform Investment Adviser Law Examination
    2000-10-16
  • S63 Uniform Securities Agent State Law Examination
    1999-09-15

View on SEC IAPD

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