Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-11-02 |
Branch Locations
100 Corporate Place Suite 130, Rocky Hill, CT 06067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Rocky Hill | CT | 09/2013 | 11/2018 |
| Royal Alliance Associates, Inc. | Rocky Hill | CT | 11/2018 | Present |
1. Real Estate Sales at The Manning Group LLC 145 New London Tpke Glastonbury, CT 06033. 1/1/2016, approx 1 hr mo, 0 trading hrs. Owns 10% of the property located on Manning Lane, East Hartford, CT. 06108.... 2. ARMAND J FISHER POSITION: Sales NATURE: Life Insurance, Fixed Annuities, LTC & DI Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 13 START DATE: 01/01/1978 ADDRESS: 22 Thomassina Dr, Marlborough CT 06447, United States DESCRIPTION: Sales 3. FINANCIAL GROUP OF CT. INC. POSITION: President NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2008 ADDRESS: 13514 Glossy Ibis Pl, Lakewood Ranch FL 34202, United States DESCRIPTION: Life Insurance sales 4. MANNING GROUP LLC POSITION: Member 10% NATURE: Jonathan Fisher owns 90% of Manning Group LLC There is no rent being paid as the Tenant has lifetime use of the property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 145 New London Tpk, PO Box 1035, Glastonbury CT 06033, United States DESCRIPTION: Rental Property 5. OTHER POSITION: Registered Rep NATURE: life insurance,ltc,follow up on cases, and completion of requirements when necessary. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2023 ADDRESS: 100 corporate place, suite 130, rocky hill CT 06107, United States DESCRIPTION: meeting with clients, fact finding, etc 6. HIGHLAND CAPITAL BROKERAGE POSITION: Life Agent NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2023 ADDRESS: 1 Farm Glenn Blvd, Farmington CT 06032, United States DESCRIPTION: Selling non Variable Life Insurance, Whole Life, UL and IUL 7. INDEPENDENCE FINANCIAL PARTNERS POSITION: Agent NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/09/2013 ADDRESS: 100 Corporate Pl Ste 130, Rocky Hill CT 06067, United States DESCRIPTION: I service clients with financial goals and needs and actively look for new business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-02 |
Reach out to this advisor