Armand Joseph Fisher

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 11/2018
  Sii
  Rocky Hill, CT
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Rocky Hill, CT

Previous Registrations

• 2013-10-04 → 2018-11-02
  Signator Investors, Inc.
  Rocky Hill, CT
• 2009-04-28 → 2013-10-15
  Msi Financial Services, Inc.
  Glastonbury, CT
• 2000-03-23 → 2009-04-22
  Equity Services, Inc.
  E. Hartford, CT
  East Hartford, CT

Other Businesses

1. Real Estate Sales at The Manning Group LLC 145 New London Tpke Glastonbury, CT 06033. 1/1/2016, approx 1 hr mo, 0 trading hrs. Owns 10% of the property located on Manning Lane, East Hartford, CT. 06108.... 2. ARMAND J FISHER POSITION: Sales NATURE: Life Insurance, Fixed Annuities, LTC & DI Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 13 START DATE: 01/01/1978 ADDRESS: 22 Thomassina Dr, Marlborough CT 06447, United States DESCRIPTION: Sales 3. FINANCIAL GROUP OF CT. INC. POSITION: President NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2008 ADDRESS: 13514 Glossy Ibis Pl, Lakewood Ranch FL 34202, United States DESCRIPTION: Life Insurance sales 4. MANNING GROUP LLC POSITION: Member 10% NATURE: Jonathan Fisher owns 90% of Manning Group LLC There is no rent being paid as the Tenant has lifetime use of the property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 145 New London Tpk, PO Box 1035, Glastonbury CT 06033, United States DESCRIPTION: Rental Property 5. OTHER POSITION: Registered Rep NATURE: life insurance,ltc,follow up on cases, and completion of requirements when necessary. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2023 ADDRESS: 100 corporate place, suite 130, rocky hill CT 06107, United States DESCRIPTION: meeting with clients, fact finding, etc 6. HIGHLAND CAPITAL BROKERAGE POSITION: Life Agent NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2023 ADDRESS: 1 Farm Glenn Blvd, Farmington CT 06032, United States DESCRIPTION: Selling non Variable Life Insurance, Whole Life, UL and IUL 7. INDEPENDENCE FINANCIAL PARTNERS POSITION: Agent NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/09/2013 ADDRESS: 100 Corporate Pl Ste 130, Rocky Hill CT 06067, United States DESCRIPTION: I service clients with financial goals and needs and actively look for new business.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-05-02

Other Names

• A J Fisher