Best Investors Account Sign in

Armand Joseph Fisher

Osaic Wealth, Inc.

Rocky Hill, CT

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-02
  • CT RA
    APPROVED
    Since 2018-11-02

Branch Locations

100 Corporate Place Suite 130, Rocky Hill, CT 06067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Rocky Hill CT 09/2013 11/2018
Royal Alliance Associates, Inc. Rocky Hill CT 11/2018 Present
  • 09/2013 → 11/2018
    Sii
    Rocky Hill, CT
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Rocky Hill, CT
Previous Registrations
  • 2013-10-04 → 2018-11-02
    Signator Investors, Inc.
    Rocky Hill, CT
  • 2009-04-28 → 2013-10-15
    Msi Financial Services, Inc.
    Glastonbury, CT
  • 2000-03-23 → 2009-04-22
    E. Hartford, CT
    East Hartford, CT
Other Businesses

1. Real Estate Sales at The Manning Group LLC 145 New London Tpke Glastonbury, CT 06033. 1/1/2016, approx 1 hr mo, 0 trading hrs. Owns 10% of the property located on Manning Lane, East Hartford, CT. 06108.... 2. ARMAND J FISHER POSITION: Sales NATURE: Life Insurance, Fixed Annuities, LTC & DI Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 13 START DATE: 01/01/1978 ADDRESS: 22 Thomassina Dr, Marlborough CT 06447, United States DESCRIPTION: Sales 3. FINANCIAL GROUP OF CT. INC. POSITION: President NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2008 ADDRESS: 13514 Glossy Ibis Pl, Lakewood Ranch FL 34202, United States DESCRIPTION: Life Insurance sales 4. MANNING GROUP LLC POSITION: Member 10% NATURE: Jonathan Fisher owns 90% of Manning Group LLC There is no rent being paid as the Tenant has lifetime use of the property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 145 New London Tpk, PO Box 1035, Glastonbury CT 06033, United States DESCRIPTION: Rental Property 5. OTHER POSITION: Registered Rep NATURE: life insurance,ltc,follow up on cases, and completion of requirements when necessary. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2023 ADDRESS: 100 corporate place, suite 130, rocky hill CT 06107, United States DESCRIPTION: meeting with clients, fact finding, etc 6. HIGHLAND CAPITAL BROKERAGE POSITION: Life Agent NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2023 ADDRESS: 1 Farm Glenn Blvd, Farmington CT 06032, United States DESCRIPTION: Selling non Variable Life Insurance, Whole Life, UL and IUL 7. INDEPENDENCE FINANCIAL PARTNERS POSITION: Agent NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/09/2013 ADDRESS: 100 Corporate Pl Ste 130, Rocky Hill CT 06067, United States DESCRIPTION: I service clients with financial goals and needs and actively look for new business.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-02
  • S63 Uniform Securities Agent State Law Examination
    1994-05-02
Other Names
  • A J Fisher

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rocky Hill, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor