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John Patrick Sullivan

Equitable Advisors, LLC

Edmond, OK

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-11-05
OK RA APPROVED 1999-12-08
  • TX RA
    APPROVED
    Since 2003-11-05
  • OK RA
    APPROVED
    Since 1999-12-08

Branch Locations

609 S. Kelly Ave Suite L-1, Edmond, OK 73003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

Various outside insurance contracts

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-17
S63 Uniform Securities Agent State Law Examination 1987-04-22
  • S65 Uniform Investment Adviser Law Examination
    1997-06-17
  • S63 Uniform Securities Agent State Law Examination
    1987-04-22
Other Names
  • Jack Sullivan

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTI E DENNIS
KARIM ELIAS KARIM
WILLIAM THOMAS BISHOP
LORI ANN WINFIELD
JEFFRY NEAL CAREL
LAURIE ANN BROWN
LINDA CHRISTINE WILMOTH
JORDAN ANDERSON

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EDMOND, OK
EDWARD JONES · Edmond, OK
CETERA INVESTMENT ADVISERS LLC · EDMOND, OK
EQUITABLE ADVISORS, LLC · EDMOND, OK
ESOTERIC WEALTH PARTNERS LLC · EDMOND, OK
OSAIC WEALTH, INC. · Edmond, OK
INDEPENDENT FINANCIAL PARTNERS · Edmond, OK
EDWARD JONES · Edmond, OK

More in Edmond, OK

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