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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-06 |
| TX | RA | APPROVED_RES | 2019-07-30 |
| KY | RA | APPROVED | 2006-01-12 |
Branch Locations
600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Louisville | KY | 11/1979 | Present |
1. Critically Loved; P O Box 43047, Louisville, KY 40253; Critically Loved seeks to provide guidance and hope to families w critically or chronically ill children; Member of their Board; help with family events -- summer picnics and mom's night out, attend Board meetings bi-monthly; help with donations to Gift bags, donate at least $500 per year; 04/03/2023; 5 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. Critically Loved; 3827 Garwood Place Louisville, KY 40241; non-profit, not a business; Secretary of this non-profit; take minutes at meetings, distribute to exec director and members at Board meetings, also i participate in Mom's nites out, family picnics and events to support families with critically ill children; 01/01/2026; 4hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1980-09-02 |
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