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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-06-05 |
Branch Locations
2321 Whitney Avenue Suite 106, Hamden, CT 06518 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Hamden | CT | 06/2007 | Present |
1. Notary Public;2321 Whitney Ave Hamden CT 06605;Notarize documents;9/7/09;.5 hr/mo;during securities trading hours; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-14 |
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