Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-05-30 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1096 Coast Village Rd, Santa Barbara, CA 93108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 10/1979 | Present |
| Bank Of America,N.A. | Santa Barbara | CA | 06/2011 | Present |
I*45598 For profit or not for profit: For-Profit Organization Name of outside business organization: rs gilly investments Investment related: Y Address of business: montecito, California 93108 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 9/14/2010 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-18 |
Reach out to this advisor