Albert G Fong

Current Employers

Employment History

• 01/2007 → Present
  Brookstreet Securities Corporation
  Irvine, CA
• 07/2007 → Present
  Wedbush Morgan Securities Inc.
  Los Angeles, CA

Previous Registrations

• 2007-01-31 → 2007-07-12
  Brookstreet Securities Corporation
  Salinas, CA
• 1997-07-08 → 2007-02-06
  Ubs Financial Services Inc.
  Carmel, CA
  Carmel, CA

Other Businesses

(1)SALINAS CHINESE CHRISTIAN CHURCH, NOT INVESTMENT RELATED; SALINAS, CA; RELIGIOUS INCORPORATION; CHAIRMAN OF THE DEACON BOARD MEMBER; START: 01/2023; APPROX. 20 HOURS MONTHLY AND NONE DURING BUSINESS HOURS; DUTIES: CHURCH OPERATION, BIBLE STUDY AND PRAYER MEETINGS, AND BUSINESS MEETINGS. -- (2)CITY OF SALINAS LIBRARY COMMUNITY SERVICE COMMISSIONER, NOT INVESTMENT RELATED; SALINAS, CA; CITY GOVERNMENT - COMMUNITY PROGRAMS AND RECREATIONAL ACTIVITIES; COMMISSIONER; START: 01/2014; APPROX: 4 HOURS MONTHLY, NONE DURING BUSINESS HOURS; DUTIES: MAYOR APPOINTED COMMISSIONER TO ADVOCATE FOR CITY LIBRARIES AND COMMUNITY SERVICE. - (3)CHINESE AMERICAN CITIZEN ALLIANCE-NATIONAL; NOT INVESTMENT RELATED; SAN FRANCISCO, CA; 501C-7 AGAINST RACIAL DISCRIMINATION, DEFENDED CIVIL RIGHTS, OPPOSED ANTI-IMMIGRATION MOVEMENTS AND COUNTERED EFFORTS TO MARGINALIZE AMERICAN CHINESE CULTURE AND HERITAGE. EACH OF THE CHARTERED LODGES ACROSS THE U.S. IS DEDICATED TO ENHANCING CIVIC PRIDE, SUPPORTING COMMUNITY SERVICES AND PROMOTING RESPONSIBLE CITIZENSHIP; BOARD MEMBER; START 01/1990; APPROX. 3 HOURS QUARTERLY AND NONE DURING BUSINESS HOURS; DUTIES: PLANNING AND OPERATIONS OF THE ORGANIZATION. (4) Chinese Association of Salinas, Salinas, CA. Board Member. Not Investment related. Duties include participating in community activities that foster friendship, family values, Chinese traditions and language, cultural heritage, charity, and goodwill. About 6 hours a month are devoted to this, none during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-02
• S63 Uniform Securities Agent State Law Examination
  1986-07-01