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Timothy Joseph Sullivan

Janney Montgomery Scott LLC

Glastonbury, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-09-21
CT RA APPROVED 2017-07-25
  • FL RA
    APPROVED
    Since 2017-09-21
  • CT RA
    APPROVED
    Since 2017-07-25

Branch Locations

95 Glastonbury Boulevard Suite 404, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hartford CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hartford CT 11/2016 07/2017
Janney Montgomery Scott Llc West Hartford CT 07/2017 03/2026
Janney Montgomery Scott Llc Glastonbury CT 03/2026 Present
Previous Registrations
Other Businesses

Rental Property; not investment related; Marco Island, FL; start date 09/23/2011; Maintain property; 1 hr per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-13
S63 Uniform Securities Agent State Law Examination 1983-02-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1983-02-17

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
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