Richard Pignone

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2010-05-28

CT RA
APPROVED

Since 2010-05-28

Branch Locations

2321 Whitney Avenue Suite 502, Hamden, CT 06518 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Benjamin F. Edwards & Company, Inc.	Saint Louis	MO	05/2010	Present

05/2010 → Present

Benjamin F. Edwards & Company, Inc.

Saint Louis, MO

Previous Registrations

2008-01-01 → 2010-06-04

Wells Fargo Clearing Services, Llc

New Haven, CT
1995-09-21 → 2008-01-01

A. G. Edwards & Sons, Inc.

Hamden, CT

St. Louis, MO

Other Businesses

ATTORNEY IN FACT-FOR WIFE, INVESTMENT-RELATED, GUILFORD CT, START DATE: 1/22/2020, 1 HOUR/MONTH, 1 HOUR/MONTH DURING TRADING HOURS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-05-02

S63 Uniform Securities Agent State Law Examination

1985-05-02

View on SEC IAPD

Current Employers

Benjamin F. Edwards & Company, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews