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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 1999-08-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Perrysburg | OH | 10/1973 | Present |
| Bank Of America, Na | Perrysburg | OH | 12/2009 | Present |
I*20089 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: US AIR FORCE INVESTMENT RELATED: N ADDRESS OF BUSINESS: DEPRTMENT OF DENFENSE -, PENTAGON WASHINGTON, DC, DISTRICT OF COLUMBIA 20310 NATURE OF BUSINESS: OTHER,RETIRED OFFICER THOUGH COULD BE RECALLED RECEIVES POSITION, TITLE, ASSOCIATION: OTHER, RETIRED OFFICER BUT ON CALL START DATE OF RELATIONSHIP: 6/7/1968 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RETIRED AIR FORCE COMMANDER SO COULD BE CALLED TO ACTI VE DUTY AND RECEIVES RETIREMENT BENEFITS I*2239265, Entity Type: , Name of OBA: S D. G, Address: Toledo, Ohio, 43615, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05-Sep-2024, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-20 |
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