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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 1984-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 05/1973 | Present |
| Bank Of America,N.A. | White Plains | NY | 06/2011 | Present |
I*413795, Entity Type: Entity For Profit, Name of OBA: Mineral Rights For Oil Drilling, Address: Hartsdale, New York 10530, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 12/15/2014, No Hours: 100, No Hours during trading: 0, Duties: Receive payment for drilling rights from the below companies: Unitex Oil & Gas LLC - replacing Endeavor BML Inc Occidental Inc Phillips 66 Co Sunoco Partners Unitex is now Energy Transfer Sunoco is now Energy Transfer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-13 |
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