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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-14
MI RA APPROVED 2024-05-09
  • TX RA
    APPROVED
    Since 2024-05-14
  • MI RA
    APPROVED
    Since 2024-05-09

Branch Locations

13818 S West Bay Shore Drive, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Traverse City MI 01/2023 Present
First Community Bank Traverse City MI 12/2018 01/2023
Unemployed Traverse City MI 08/2018 12/2018
Bruno Orthodontics Clawson MI 09/2015 08/2018
  • 01/2023 → Present
    Raymond James & Associates
    Traverse City, MI
  • 12/2018 → 01/2023
    First Community Bank
    Traverse City, MI
  • 08/2018 → 12/2018
    Unemployed
    Traverse City, MI
  • 09/2015 → 08/2018
    Bruno Orthodontics
    Clawson, MI
Other Businesses

(1)Name of Business: eBay Address: 2697 Blue Ridge Ln, Traverse City, MI, 49685, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sell mostly vintage items on eBay. I spend minimal time doing this and never during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
  • S66 Uniform Combined State Law Examination
    2024-05-06
Other Names
  • Susan L Sweitzer
  • Susan L Rush

View on SEC IAPD

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