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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-15 |
| IN | RA | APPROVED | 2019-02-25 |
| KY | RA | APPROVED | 2011-08-29 |
Branch Locations
9405 Mill Brook Rd Ste 101, Louisville, KY 40223 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 04/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Business Ownership; JBCY LLC; Flip residential properties; Flip residential properties; 4716 Fairway Pointe Court, , Louisville, KY, 40241; Investment-Related; 03/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CCC1989 LLC; Private Wealth Advisor; Manage advisory business; 9405 Mill Brook Road, Suite 101, , Louisville, KY, 40223; Investment-Related; 01/27/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-28 |
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