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Daniel Aaron Lampe

J.P. Morgan Securities LLC

Boulder, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-24
CO RA APPROVED 2018-12-11
  • TX RA
    APPROVED
    Since 2019-07-24
  • CO RA
    APPROVED
    Since 2018-12-11

Branch Locations

1301 Canyon Blvd., Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Turnkey Vacation Rentals Austin TX 11/2015 04/2017
Bank Of The West Thornton CO 03/2017 12/2018
Bancwest Investment Services, Inc. Thornton CO 03/2017 12/2018
J.P. Morgan Securities Llc Boulder CO 12/2018 Present
Jpmorgan Chase Bank, N.A. Boulder CO 12/2018 Present
  • 11/2015 → 04/2017
    Turnkey Vacation Rentals
    Austin, TX
  • 03/2017 → 12/2018
    Bank Of The West
    Thornton, CO
  • 03/2017 → 12/2018
    Bancwest Investment Services, Inc.
    Thornton, CO
  • 12/2018 → Present
    J.P. Morgan Securities Llc
    Boulder, CO
  • 12/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Boulder, CO
Previous Registrations
  • 2017-04-03 → 2018-12-11
    Bancwest Investment Services, Inc.
    Superior, CO
    Louisville, CO
    Boulder, CO
    Arvada, CO
    Arvada, CO
    Thornton, CO
    Aurora, CO
    Commerce City, CO
    Denver, CO
    Wheat Ridge, CO
    Denver, CO
  • 2013-01-08 → 2015-11-25
    Wells Fargo Clearing Services, Llc
    Lakewood, CO
    Fremont, CA
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-20
S63 Uniform Securities Agent State Law Examination 2006-12-15
  • S65 Uniform Investment Adviser Law Examination
    2007-08-20
  • S63 Uniform Securities Agent State Law Examination
    2006-12-15
Designations
Other Names
  • Daniel Lampe

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · BOULDER, CO
UBS FINANCIAL SERVICES INC. · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
ROBERT W. BAIRD & CO. INCORPORATED · Boulder, CO
MORGAN STANLEY · Boulder, CO
ENDEAVOR PRIVATE WEALTH, INC. · BOULDER, CO
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WELLS FARGO CLEARING SERVICES, LLC · BOULDER, CO

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