William Chapman

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-08
TX	RA	APPROVED	2026-04-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Northwestern Mutual Investment Services Llc	Carmel	IN	02/2023	05/2024
Northwestern Mutual Life Insurance Company	Milwaukee	WI	01/2023	09/2024
Northwestern Mutual Investment Services Llc	Los Angeles	CA	05/2024	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	10/2024	03/2026
Purdue University	West Lafayette	IN	06/2019	05/2024
Cathedral High School	Indianapolis	IN	08/2015	06/2019
Bank Of America, N.A	Los Angeles	CA	01/2025	03/2026
Awm Capital, Llc	Pasadena	CA	03/2026	Present

02/2023 → 05/2024

Northwestern Mutual Investment Services Llc

Carmel, IN
01/2023 → 09/2024

Northwestern Mutual Life Insurance Company

Milwaukee, WI
05/2024 → 09/2024

Northwestern Mutual Investment Services Llc

Los Angeles, CA
10/2024 → 03/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
06/2019 → 05/2024

Purdue University

West Lafayette, IN
08/2015 → 06/2019

Cathedral High School

Indianapolis, IN
01/2025 → 03/2026

Bank Of America, N.A

Los Angeles, CA
03/2026 → Present

Awm Capital, Llc

Pasadena, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-11
S63	Uniform Securities Agent State Law Examination	2023-05-08

Other Firms