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Sebastian Fray

Ameriprise Financial Services, LLC

Las Vegas, NV

North Las Vegas, NV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-30
NV RA APPROVED 2024-01-04
  • TX RA
    APPROVED_RES
    Since 2026-06-30
  • NV RA
    APPROVED
    Since 2024-01-04

Branch Locations

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

North Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 01/2023 Present
Hilton Grand Vacations Henderson NV 12/2022 01/2023
World Financial Group North Las Vegas NV 08/2022 01/2023
Agr Group Henderson NV 07/2022 08/2022
Best Version Media North Las Vegas NV 06/2022 07/2022
Resort Victory Henderson NV 05/2022 06/2022
Goosehead Insurance Henderson NV 04/2022 05/2022
Cashman Photo Paradise NV 03/2022 04/2022
Ion Solar Henderson NV 09/2020 03/2022
Uber Eats North Las Vegas NV 06/2020 09/2020
Emnio Marketing Las Vegas NV 03/2020 06/2020
Hash House A Go Go Las Vegas NV 06/2018 03/2020
Tgifriday's Marlton NJ 02/2009 06/2018
  • 01/2023 → Present
    Ameriprise Financial Services, Llc
    Las Vegas, NV
  • 12/2022 → 01/2023
    Hilton Grand Vacations
    Henderson, NV
  • 08/2022 → 01/2023
    World Financial Group
    North Las Vegas, NV
  • 07/2022 → 08/2022
    Agr Group
    Henderson, NV
  • 06/2022 → 07/2022
    Best Version Media
    North Las Vegas, NV
  • 05/2022 → 06/2022
    Resort Victory
    Henderson, NV
  • 04/2022 → 05/2022
    Goosehead Insurance
    Henderson, NV
  • 03/2022 → 04/2022
    Cashman Photo
    Paradise, NV
  • 09/2020 → 03/2022
    Ion Solar
    Henderson, NV
  • 06/2020 → 09/2020
    Uber Eats
    North Las Vegas, NV
  • 03/2020 → 06/2020
    Emnio Marketing
    Las Vegas, NV
  • 06/2018 → 03/2020
    Hash House A Go Go
    Las Vegas, NV
  • 02/2009 → 06/2018
    Tgifriday's
    Marlton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-16
S63 Uniform Securities Agent State Law Examination 2023-10-05
  • S65 Uniform Investment Adviser Law Examination
    2023-12-16
  • S63 Uniform Securities Agent State Law Examination
    2023-10-05

View on SEC IAPD

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Shane Lee Rogers
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MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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