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Maximillian Prato

Cetera Investment Advisers LLC

Pasadena, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-06
CA RA APPROVED 2025-07-16
  • TX RA
    APPROVED
    Since 2026-08-06
  • CA RA
    APPROVED
    Since 2025-07-16

Branch Locations

155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 01/2023 Present
South Hill Country Club West Covina CA 04/2022 Present
Buffalo Wild Wings Covina CA 09/2022 01/2023
Ac Brea Sparks Brea CA 01/2020 03/2020
University Of La Verne La Verne CA 09/2019 06/2023
Bishop Amat Memorial High School La Puente CA 09/2015 06/2019
Cetera Investment Advisers Llc Pasadena CA 07/2025 Present
  • 01/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2022 → Present
    South Hill Country Club
    West Covina, CA
  • 09/2022 → 01/2023
    Buffalo Wild Wings
    Covina, CA
  • 01/2020 → 03/2020
    Ac Brea Sparks
    Brea, CA
  • 09/2019 → 06/2023
    University Of La Verne
    La Verne, CA
  • 09/2015 → 06/2019
    Bishop Amat Memorial High School
    La Puente, CA
  • 07/2025 → Present
    Cetera Investment Advisers Llc
    Pasadena, CA
Other Businesses

1) BARTENDER AT SOUTH HILLS COUNTRY CLUB 2) CLIENT SERVICES REPRESENTATIVE FOR GROUNDED WEALTH ADVISORS, LLC; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-15
  • S66 Uniform Combined State Law Examination
    2025-07-15

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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