Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-24 |
Branch Locations
834 State St, Santa Barbara, CA 93101 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 08/2010 | Present |
I*: 1078326Entity Type: CharitableName of OBA: MOXI, The Wolf Museum of Exploration + InnovationAddress: Santa Barbara, CA 93101Investment Related: NoPosition, Title, Association: Committee, Board MemberEmployee Start Date: 01/05/2023Number of Hours: 4hrs mthlyNumber of Hours during trading: 0 Duties: Audit committee, Finance committee, Investment committee I*2154270, Entity Type: Entity Charitable, Name of OBA: Habitat for Humanity of Southern Santa Barbara County, Address: Santa Barbara, California, 93101, Investment Related: Y, Position, Title, Association: Committee, Employee Start Date: 01/23/2025, No Hours: 6 Yearly, No Hours during Trading: 0 Yearly, Duties: Investment Committee Chair, Non Profit that helps individuals and families build and improve a place to call home. We work towards our vision by building strength, stability, and self-reliance in partnership with individuals and families in need of decent and affordable housing locally and in partnership around the world.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-10 |
Reach out to this advisor