Kelli Michelle Putnam

J.P. Morgan Securities LLC

Yorba Linda, CA

Newport Beach, CA

Los Angeles, CA

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-11
CA	RA	APPROVED	2024-03-08

TX RA
APPROVED

Since 2025-09-11
CA RA
APPROVED

Since 2024-03-08

Branch Locations

Yorba Linda, CA • United States

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Republic Bank	Newport Beach	CA	06/2015	01/2022
First Republic Securities Company, Llc	Newport Beach	CA	01/2022	10/2023
First Republic Investment Management, Inc	Newport Beach	CA	01/2022	Present
J.P. Morgan Securities Llc	Newport Beach	CA	09/2023	Present
Jp Morgan Chase Bank, N.A.	Newport Beach	CA	10/2023	Present

06/2015 → 01/2022

First Republic Bank

Newport Beach, CA
01/2022 → 10/2023

First Republic Securities Company, Llc

Newport Beach, CA
01/2022 → Present

First Republic Investment Management, Inc

Newport Beach, CA
09/2023 → Present

J.P. Morgan Securities Llc

Newport Beach, CA
10/2023 → Present

Jp Morgan Chase Bank, N.A.

Newport Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-28

S66 Uniform Combined State Law Examination

2023-11-28

View on SEC IAPD

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