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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-24
  • NC RA
    APPROVED
    Since 2024-05-24

Branch Locations

Concord, NC • United States

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 12/2022 02/2024
Jani-King Of Charlotte Concord NC 08/2015 03/2023
First Command Brokerage Services Fort Worth TX 04/2023 02/2024
First Command Advisory Services Fort Worth TX 04/2023 02/2024
First Command Insurance Services Fort Worth TX 04/2023 02/2024
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 05/2024 Present
Tiaa Charlotte NC 05/2024 Present
Easton D Llc Charlotte NC 03/2024 Present
  • 12/2022 → 02/2024
    First Command Brokerage Services
    Fort Worth, TX
  • 08/2015 → 03/2023
    Jani-King Of Charlotte
    Concord, NC
  • 04/2023 → 02/2024
    First Command Brokerage Services
    Fort Worth, TX
  • 04/2023 → 02/2024
    Fort Worth, TX
  • 04/2023 → 02/2024
    First Command Insurance Services
    Fort Worth, TX
  • 05/2024 → Present
    Charlotte, NC
  • 05/2024 → Present
    Tiaa
    Charlotte, NC
  • 03/2024 → Present
    Easton D Llc
    Charlotte, NC
Previous Registrations
Other Businesses

(1) Name: Easton D, LLC Position: Employee Nature: The business completes many tasks, including floor work (scrubs, strip and wax), pressure washing, trash collection and removal, and other odds/ends and manual labor tasks. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 03/04/2024 Address: 3433 Dashiel Dr, Charlotte NC 28262, United States Description: Complete manual work, such as floor work, pressure washing, or dumping trash trailers (2) DECADENCE POPCORN LLC POSITION: Customer Service NATURE: Decadence Popcorn LLC is retail popcorn shop that sells popcorn and other treats INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2025 ADDRESS: 22 Union St N, Suite 111, Concord NC 28025, United States DESCRIPTION: Assist customers with purchasing popcorn

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-08
  • S66 Uniform Combined State Law Examination
    2023-04-08
Other Names
  • Justin E Balmer
  • Justin Balmer

View on SEC IAPD

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