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Inactive

Charles Patrick Faulhaber

Lido

Boulder, CO

Los Angeles, CA

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-08
TX RA APPROVED 2024-10-30
CA RA APPROVED 2024-01-23
CO RA APPROVED 2024-01-23
  • FL RA
    APPROVED
    Since 2025-05-08
  • TX RA
    APPROVED
    Since 2024-10-30
  • CA RA
    APPROVED
    Since 2024-01-23
  • CO RA
    APPROVED
    Since 2024-01-23

Branch Locations

4840 Pearl East Circle Suite 300E, Boulder, CO 80301 • United States

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 02/2007 12/2021
Ae Wealth Management, Llc Topeka KS 02/2022 01/2024
Lord And Richards, Inc. Highlands Ranch CO 01/2022 01/2024
Lord And Richards Wealth Management, Llc Highlands Ranch CO 01/2024 01/2024
Lido Advisors, Llc Los Angeles CA 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-09
  • S63 Uniform Securities Agent State Law Examination
    2007-11-09
Designations

View on SEC IAPD

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