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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-30 |
| CA | RA | APPROVED | 2023-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 09/2022 | Present |
| Bank Of America | Los Angeles | CA | 09/2002 | Present |
I*: 1092310 Entity Type; Rental Property Name: Rental Property 1 Investment-related: No Address: San Jacinto Ca 92583 Title, or relationship with the other business: Owner Start date: 05/01/2009 Hours/month you devote to the other business 1 hr Mthly Hours you devote/month to the other business during securities trading hours: 0 Duties relating to the other business: Collect rent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-24 |
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