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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-24 |
| MN | RA | APPROVED | 2024-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Springfield | MN | 07/2023 | Present |
| Comfrey Public School | Comfrey | MN | 08/2013 | 08/2019 |
| Augustana University | Sioux Falls | SD | 08/2019 | 05/2023 |
| Northwestern Mutual | Sioux Falls | SD | 11/2022 | 05/2023 |
1) 11/2023 - Investment Center Advisor Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 11/2023 - Prairie PIans Asset Management / / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-02 |
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