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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-09 |
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
101 N Marshall Ave, Springfield, MN 56087 • United States
100 Warren St Ste 351, Mankato, MN 56001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cleveland Indians | Cleveland | OH | 06/2012 | 08/2019 |
| Lpl Financial Llc | Springfield | MN | 11/2017 | Present |
| Investment Centers Of America, Inc. | Springfield | MN | 01/2015 | 11/2017 |
1. 5/1/2020 - Prairie Plans Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/18/2019 - 10 Hours Per Month During Securities Trading. 2. 6/23/2020 - Prairie Plans Inc. - DBA: Prairie Plans Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/28/2015 - 160 Hours Per Month/130 Hour During Securities Trading. 3. 1/22/2021 - Springfield Fire Department - Not Investment Related - 8 N Cass Ave, Springfield, MN 56087 - Other-Volunteer Fire Fighter - Started 11/04/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 1/25/2023 - ICA Group Holding Co, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Minority Owner - Start Date - 12/07/2021 - 1 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-26 |
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