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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-09 |
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
101 N Marshall Ave, Springfield, MN 56087 • United States
121 Main St, Wanda, MN 56294 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Springfield | MN | 06/2003 | 11/2017 |
| Lpl Financial Llc | Springfield | MN | 11/2017 | Present |
1. 11/29/2017 - Prairie Plans, Inc. DBA Prairie Plans Asset Management - DBA: Praire Plans, Inc. DBA Prairie Plans Asset Mgmt - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2004. 2. 11/29/2017 - PRAIRIE PLANS, INC. DBA as Prairie Plans Asset Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance, Fixed Annuities, Long-Term Care Insurance. 3. 1/30/2019 - Prairie Plans Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 01/18/2019 - 10 Hours Per Month/10 Hours During Securities Trading. 4. 4/9/2019 - PRAIRIE PLANS ASSET MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/13/2003 - 180 Hours Per Month/150 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-15 |
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